Financial service providers are heavily regulated, and Miller Nash Graham & Dunn has decades of experience in navigating this regulatory environment. Our attorneys are trusted advisers to many of the Pacific Northwest's banks, credit unions, and finance companies on issues ranging from complex strategic mergers to day-to-day regulatory compliance.
We advise financial and depository institutions on evaluating the risks and permissibility of proposed activities and investments and general compliance with state, federal, and local laws and regulations. We can help guide you through the increasingly complex maze of financial regulations, including the Sarbanes-Oxley Act, the Bank Secrecy Act, Federal Reserve and FDIC requirements, and recent financial reform laws and regulations.
We can also assist you in structuring, negotiating, and preparing agreements governing a wide variety of business relationships, including merger agreements, stock or asset purchase agreements, investment banker engagement letters, deposit or loan portfolio sale agreements, and state and federal regulatory applications. We advise our public clients regarding compliance with securities registration and reporting requirements and insider trading. We help shareholders, boards of directors, and management evaluate and respond to regulatory enforcement actions, such as memoranda of understanding, consent orders, prohibition orders, and civil money penalty assessments.
Our financial industry clients also benefit from Miller Nash Graham & Dunn's broad expertise in other practice areas, including taxation, executive compensation, shareholder relations, corporate governance, and employee benefits.